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This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.
Oversee end-to-end business operations including quality control, process optimization, and resource management to execute organizational strategy. Establish monitoring systems for compliance, financial analysis, and operational KPIs to drive continuous improvement across all functional units.
This role will report directly to the head of legal and compliance whilst working alongside an AML/KYC colleague. This role will focus on general compliance duties including regulatory compliance, audit, risk, and business compliance advisory.
This role will report directly to the Head of Legal and Compliance whilst managing a small team. This role will be responsible for all regulatory and general compliance matters.
This role will report directly to their Head of Financial Crime Compliance Department whilst managing a large team. This team will be responsible for the front to end processes of KYC.
This role is a newly created headcount for their HK Office and will be reporting to the COO and UK Head of Compliance. This role will be responsible for both legal and compliance matters.
We are seeking an Assistant Relationship Manager to support the growth and management of corporate banking relationships across a diverse client portfolio. This role offers broad exposure to credit analysis, transaction execution, client servicing, and relationship management within an international banking environment.
This is an exciting opportunity for an experienced Relationship Manager to join a reputable organisation within the banking industry. Based in Shanghai, this role focuses on fostering relationships with local corporate clients and driving business growth.
Delivering sales targets for the Transaction Banking products. Manage client portfolio and enhance CIB client activate ratio.
This is an exciting opportunity for an experienced FI Relationship Manager to join a reputable organisation in the banking industry.
This role manages and grows relationships with financial institutions by delivering integrated banking solutions across cash, trade, markets, and treasury products. You will report to the Beijing GM and collaborate closely with regional teams to support cross‑border business.
作为科技组VP/ED,你将主导中后期科技企业融资项目执行及客户开拓,深度参与项目策略制定、交易推进及投资人沟通。团队重点覆盖硬科技、企业服务、产业科技等方向,希望引入具备大型项目经验的优秀人才,共同拓展科技领域优质客户资源。
负责战略性新兴产业领域股权投资项目的挖掘、研究、执行及投后管理工作,覆盖项目全生命周期。重点关注电子信息、智能制造、商业航天、人工智能、新材料等方向,参与行业研究、项目投资决策及退出管理。
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