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This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.
This role will report directly to the head of legal and compliance whilst working alongside an AML/KYC colleague. This role will focus on general compliance duties including regulatory compliance, audit, risk, and business compliance advisory.
This role will report directly to the Head of Legal and Compliance whilst managing a small team. This role will be responsible for all regulatory and general compliance matters.
This role will report directly to their Head of Financial Crime Compliance Department whilst managing a large team. This team will be responsible for the front to end processes of KYC.
This role is a newly created headcount for their HK Office and will be reporting to the COO and UK Head of Compliance. This role will be responsible for both legal and compliance matters.
该岗位负责证券公司二级市场业务的合规审查、咨询、培训、检查等工作，要求具备相关专业背景、7 年以上相关经验（含二级市场合规管理经验）、扎实专业能力及流利英语水平。
该岗位隶属于新能源投资平台的风险与法务职能团队，深度参与风电、光伏、储能及风光储一体化项目的投资、并购与建设运营环节，为重大项目提供独立、可落地的风险与合规支持。 岗位需要与投资、工程、财务等多部门紧密协作，直接支持项目决策与执行。
识别优质中国医疗AI企业；估其价值；帮助其跨境落地印尼
创新药早期投资
本职位主要负责财务尽职调查（FDD）相关工作，需具备扎实的会计与金融知识，以及在财务分析领域的实际操作能力。
M&A VP / Associate
负责创新药早期投资，纯美国项目。
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