保存工作 返回搜索结果 职责描述 职位概要 类似职位 Support for career development and growth within the organisation. Exposure to challenging and impactful projects 关于我们的客户 The client is a large, globally active investment organisation based in the Middle East, managing a diversified portfolio across asset classes and geographies. The platform is institutionally governed, with a strong emphasis on compliance, risk management and long‑term investment integrity. 职责描述 Act as a subject matter expert for restricted securities compliance within the compliance team Manage and maintain restricted and watch lists related to direct investments and fund positions Review investment transactions and proposals to ensure compliance with information‑barrier and MNPI policies Advise investment professionals on wall‑crossing, pre‑clearance and handling of sensitive information Partner with legal, risk and investment teams to ensure consistent application of compliance frameworks Support the design, enhancement and implementation of restricted securities policies and controls Maintain accurate records, reporting and documentation for restricted securities matters Deliver guidance and training to investment teams on compliance obligations and best practices Engage with external advisors, regulators and counterparties as required 理想的求职者 A successful Manager/Senior Manager - Restricted Securities should have: 12-15 years' experience in compliance, regulatory advisory or risk management within asset management, investment banking, private markets or a comparable investment environment Bachelor's degree in Law, Finance, Accounting, Business or a related discipline; professional compliance or legal qualifications are advantageous Strong hands‑on experience managing restricted securities, information barriers and MNPI controls Exposure to both direct investment structures and fund investments Solid understanding of global regulatory standards and institutional compliance frameworks Strong judgement, attention to detail and ability to operate effectively in a high‑governance environment Confident stakeholder management skills, with the ability to engage credibly with senior investment professionals 薪酬待遇 Exposure to challenging and impactful projects Support for career development and growth within the organisation. 联系 Gitika Aggarwal 职位编号 JN-012026-6929997 联系电话 +971 4 709 0324 职位概要 职位类别 金融服务与银行 子类别 合规及法律 行业 金融服务 地区 International 工作类型 全职 顾问名字 Gitika Aggarwal 顾问电话号码 +971 4 709 0324 职位编号 JN-012026-6929997
