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作为基金法务,支持基金的日常运营和募投管退中的法务工作。
作为独任法务,支持基金的募投管退和运营层面的法律合规工作。
作为合规风控,负责支持基金的募投管退过程中的合规,及基金运营合规。
作为企业的法务合规总监,全面负责相关工作,汇报给管理层。
您加入知名基金,主要从法律角度支持基金的投资项目。
协助负责人开展风险管理和合规管理体系建设
This role will report directly to the head of legal and compliance whilst working alongside an AML/KYC colleague. This role will focus on general compliance duties including regulatory compliance, audit, risk, and business compliance advisory.
This role will report directly to the Head of Legal and Compliance whilst managing a small team. This role will be responsible for all regulatory and general compliance matters.
This role will report directly to their Head of Financial Crime Compliance Department whilst managing a large team. This team will be responsible for the front to end processes of KYC.
This role is a newly created headcount for their HK Office and will be reporting to the COO and UK Head of Compliance. This role will be responsible for both legal and compliance matters.
该岗位负责证券公司二级市场业务的合规审查、咨询、培训、检查等工作,要求具备相关专业背景、7 年以上相关经验(含二级市场合规管理经验)、扎实专业能力及流利英语水平。
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