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协助负责人开展风险管理和合规管理体系建设
This role will report directly to the head of legal and compliance whilst working alongside an AML/KYC colleague. This role will focus on general compliance duties including regulatory compliance, audit, risk, and business compliance advisory.
This role will report directly to the Head of Legal and Compliance whilst managing a small team. This role will be responsible for all regulatory and general compliance matters.
This role will report directly to their Head of Financial Crime Compliance Department whilst managing a large team. This team will be responsible for the front to end processes of KYC.
This role is a newly created headcount for their HK Office and will be reporting to the COO and UK Head of Compliance. This role will be responsible for both legal and compliance matters.
该岗位负责证券公司二级市场业务的合规审查、咨询、培训、检查等工作,要求具备相关专业背景、7 年以上相关经验(含二级市场合规管理经验)、扎实专业能力及流利英语水平。
合规岗负责确保公司在保险行业内的运营符合相关法律法规,维护公司合规体系的健全和高效运行。此岗位位于上海,适合对合规管理有浓厚兴趣的专业人士。
合规岗负责确保公司在日常运营中遵守保险行业的法律法规要求,并为公司提供法律合规支持。此岗位需要具备相关法律知识及保险行业背景,确保公司业务的合规性和合法性。
寻求一位投资助理,工作地点国内/洛杉矶
本职位专注于海外资产配置领域,主要职责是为客户提供专业的金融服务及投资策略建议。
外资美元家族办公室招投资分析师
跟进上市公司并购重组全流程工作,包括但不限于前期调研、设计方案、沟通谈判、撰写材料、报送监管、权益交割、资产注入等相关事项的落地执行。
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