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This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.
This role will report directly to the head of legal and compliance whilst working alongside an AML/KYC colleague. This role will focus on general compliance duties including regulatory compliance, audit, risk, and business compliance advisory.
This role will report directly to the Head of Legal and Compliance whilst managing a small team. This role will be responsible for all regulatory and general compliance matters.
This role will report directly to their Head of Financial Crime Compliance Department whilst managing a large team. This team will be responsible for the front to end processes of KYC.
This role is a newly created headcount for their HK Office and will be reporting to the COO and UK Head of Compliance. This role will be responsible for both legal and compliance matters.
该岗位负责证券公司二级市场业务的合规审查、咨询、培训、检查等工作，要求具备相关专业背景、7 年以上相关经验（含二级市场合规管理经验）、扎实专业能力及流利英语水平。
This is an exciting opportunity for a Compliance Manager to oversee regulatory compliance within the financial services industry. Based in Shanghai, the role requires expertise in ensuring adherence to legal standards and internal policies in the banking and financial services sector.
医药研究员（一级背景）将负责深入分析医药行业趋势、研究行业动态，并提供专业的投资建议。该职位要求具备扎实的医药背景及对金融服务领域的兴趣。
负责创新药早期投资，纯美国项目。
Team's focus will be supporting Finance businesses operating in China.The finance staff in Shanghai and Beijing work as one team to look after PRC and Group accounting requirements for our China businesses.
Stable platform with high-performing industryFriendly work environment and good location
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