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This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.
This role will report directly to the head of legal and compliance whilst working alongside an AML/KYC colleague. This role will focus on general compliance duties including regulatory compliance, audit, risk, and business compliance advisory.
This role will report directly to the Head of Legal and Compliance whilst managing a small team. This role will be responsible for all regulatory and general compliance matters.
This role will report directly to their Head of Financial Crime Compliance Department whilst managing a large team. This team will be responsible for the front to end processes of KYC.
This role is a newly created headcount for their HK Office and will be reporting to the COO and UK Head of Compliance. This role will be responsible for both legal and compliance matters.
该岗位负责证券公司二级市场业务的合规审查、咨询、培训、检查等工作，要求具备相关专业背景、7 年以上相关经验（含二级市场合规管理经验）、扎实专业能力及流利英语水平。
This is an exciting opportunity for a Compliance Manager to oversee regulatory compliance within the financial services industry. Based in Shanghai, the role requires expertise in ensuring adherence to legal standards and internal policies in the banking and financial services sector.
该岗位隶属于新能源投资平台的风险与法务职能团队，深度参与风电、光伏、储能及风光储一体化项目的投资、并购与建设运营环节，为重大项目提供独立、可落地的风险与合规支持。 岗位需要与投资、工程、财务等多部门紧密协作，直接支持项目决策与执行。
该岗位隶属于投资机构风险管理条线，全面负责股权投资及基金业务相关的风险控制工作，覆盖投前、投中、投后全流程。你将与投资、法务、财务等团队高频协作，对重大项目和核心决策提供独立、专业的风险判断。
This exciting opportunity in the FMCG industry seeks a skilled professional to oversee accounting and finance operations. Based in Shanghai, the role focuses on ensuring accurate financial reporting and compliance with regulatory standards.
我们正在为一家快速发展、具备国际化视野的医疗平台型企业，寻找一位具备战略高度与卓越执行力的总经理。该岗位将全面负责医疗事业群的战略规划、业务运营及团队管理，推动业务的持续增长与长期价值提升。
熟悉监管规则，能独立做信披、三会、投关；有投资经验
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