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This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.
This role will report directly to the head of legal and compliance whilst working alongside an AML/KYC colleague. This role will focus on general compliance duties including regulatory compliance, audit, risk, and business compliance advisory.
This role will report directly to the Head of Legal and Compliance whilst managing a small team. This role will be responsible for all regulatory and general compliance matters.
This role will report directly to their Head of Financial Crime Compliance Department whilst managing a large team. This team will be responsible for the front to end processes of KYC.
This role is a newly created headcount for their HK Office and will be reporting to the COO and UK Head of Compliance. This role will be responsible for both legal and compliance matters.
该岗位负责证券公司二级市场业务的合规审查、咨询、培训、检查等工作，要求具备相关专业背景、7 年以上相关经验（含二级市场合规管理经验）、扎实专业能力及流利英语水平。
该岗位隶属于新能源投资平台的风险与法务职能团队，深度参与风电、光伏、储能及风光储一体化项目的投资、并购与建设运营环节，为重大项目提供独立、可落地的风险与合规支持。 岗位需要与投资、工程、财务等多部门紧密协作，直接支持项目决策与执行。
该岗位负责私募股权投资及私募基金业务相关的法务与合规管理工作，包括投资项目尽调、交易文件审核、基金合规运营及风险管控等，为公司投资业务提供全流程法律支持。候选人将深度参与项目投前、投中及投后管理，协同投资、风控及外部律所等各方资源，保障交易顺利落地并持续完善公司合规管理体系。
该岗位负责人民币LP的日常沟通与关系维护，同时统筹基金合规、监管对接及相关事务。与投资、财务及外部顾问紧密协作，参与税务筹划与退出阶段的投后管理，向公司核心团队汇报。
作为法务总监，支持双币基金的募投管退法务工作。
该岗位将统筹已投项目的管理与赋能工作，围绕运营、财务与资本路径持续推动项目价值提升，并直接向投资管理层汇报。团队精干，与投资、产业合作及外部资源高度协同，参与公司中长期资产运营与退出策略设计。
加入一家全球知名的科技创新企业，参与法律洞察、政策研究及法务业务伙伴等核心职能建设。基于集团法务人才集中升级阶段，现有若干法务专家岗位招聘。工作地点：北京，上海，深圳
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