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This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.
This role will report directly to the head of legal and compliance whilst working alongside an AML/KYC colleague. This role will focus on general compliance duties including regulatory compliance, audit, risk, and business compliance advisory.
This role will report directly to the Head of Legal and Compliance whilst managing a small team. This role will be responsible for all regulatory and general compliance matters.
This role will report directly to their Head of Financial Crime Compliance Department whilst managing a large team. This team will be responsible for the front to end processes of KYC.
This role is a newly created headcount for their HK Office and will be reporting to the COO and UK Head of Compliance. This role will be responsible for both legal and compliance matters.
该岗位负责证券公司二级市场业务的合规审查、咨询、培训、检查等工作,要求具备相关专业背景、7 年以上相关经验(含二级市场合规管理经验)、扎实专业能力及流利英语水平。
A european company is looking for a Head of legal and Compliance (Sole counsel) to support their China business.一家欧洲外企诚聘中国区法律与合规负责人,全面负责法律、合规、公司治理及并购支持。该职位直接向中国区CEO汇报,并与集团法务及合规团队紧密合作。虚线汇报给global legal + global compliance.
我们受一家大型多元化集团委托,寻找一位具备国际化视野的法务与合规负责人。该集团业务涵盖医药健康、大宗贸易及产业投资等多个领域,在全球多个市场持续拓展。随着国际化战略的深化,公司正加速构建统一、高效且符合全球监管要求的法务与合规体系。本岗位将直接参与集团核心决策,是关键高管岗位之一。
加入一家互联网平台公司,负责内容IP及版权合规体系建设、重大版权纠纷处理及创新业务合规支持。该岗位将深度参与公司核心业务与战略项目,为业务增长和全球化发展提供全面法律支持。
该岗位隶属于新能源投资平台的风险与法务职能团队,深度参与风电、光伏、储能及风光储一体化项目的投资、并购与建设运营环节,为重大项目提供独立、可落地的风险与合规支持。 岗位需要与投资、工程、财务等多部门紧密协作,直接支持项目决策与执行。
本职位需要具备丰富的IPO融资及投行经验,能够为客户提供专业的融资服务和解决方案,助力企业成功上市。
该岗位将作为美元地产基金IR核心成员,负责全球机构投资人的开拓与维护,覆盖募资及投后管理全流程。团队面向中东及全球市场,汇报资深管理层,工作节奏国际化,需要高频出差中东。
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