法律 vacancies in Financial Services

作为Legal Director将为BU负责提供全面的法律支持，确保公司在合规和法律事务上的稳健运营。您需要具备优秀的法律专业知识以及流利的韩语能力。

您将主要为基金运营提供专业合规支持，并参与募投管退相关的法务工作。

职位名称： 法务（独立岗位 / Sole Counsel） 工作地点：北京 汇报对象： 合伙人 工作年限： 4-5 年 背景要求： 律所 / 投资机构 / 私募基金法务优先

作为法务总监，支持基金募投管退全流程的法务合规工作。

作为法务经理，支持募投挂退全流程。

作为法务经理，您可以支持募投管退的全流程法务合规工作。

作为法务经理，主要负责基金的设立和投资。

作为合规风控，负责支持基金的募投管退过程中的合规，及基金运营合规。

您加入知名基金，主要从法律角度支持基金的投资项目。

• 该职位会独立支持韩国市场的业务发展，具有很好发展空间。
• 直接汇报给法总，法务团队员工专业度高，氛围积极上进。

岗位定位全面负责量化私募证券基金的合规与风控管理，统筹内控体系建设及监管事务

作为企业的法务合规总监，全面负责相关工作，汇报给管理层。

This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

Role snapshot

As the Head of Compliance for our China entity, you will act simultaneously as strategic radar and execution engine-anticipating regulatory shifts before they happen and embedding policies, processes, tools and culture that let the business scale confi-dently and compliantly.

This role will report directly to the head of legal and compliance whilst working alongside an AML/KYC colleague. This role will focus on general compliance duties including regulatory compliance, audit, risk, and business compliance advisory.

This role will report directly to the Head of Legal and Compliance whilst managing a small team. This role will be responsible for all regulatory and general compliance matters.

This role will report directly to their Head of Financial Crime Compliance Department whilst managing a large team. This team will be responsible for the front to end processes of KYC.

This role is a newly created headcount for their HK Office and will be reporting to the COO and UK Head of Compliance. This role will be responsible for both legal and compliance matters.

该岗位围绕公司投资与基金业务，负责项目尽调、交易结构设计、投后及退出阶段的法律支持，并统筹诉讼仲裁等争议解决事务。同时承担公司制度体系建设与合规管理职责，推动合规文化落地，全面防范和化解经营法律风险。

该岗位负责证券公司二级市场业务的合规审查、咨询、培训、检查等工作，要求具备相关专业背景、7 年以上相关经验（含二级市场合规管理经验）、扎实专业能力及流利英语水平。