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The Analyst of Regulatory Compliance is a junior role and will be expected to support day to day operations of the compliance team, including license applications filing and improving the company's compliance system.
The VP/ AVP of Regulatory Compliance is an intermediate role and will be responsible for conducting risk assessments and analysis for the company and supervising the implementation of rectifications.
Review, assess and advise on responsibilities to the AMLO and Local Sanctions Compliance Officer.
Conduct compliance monitoring and testing activities to ensure the Bank's practices and procedures are in compliance to the regulatory requirements.
Looking for junior candidate with 3 years of experience who can grow with the team
Looking for Mid-level Regulatory Compliance candidate responsible for HKMA and General Compliance matters.
Our client is a well-known securities firm. They wish to hire a talented VP for Treasury to join their team.
My client is looking for a high calibre candidate who has solid treasury sales experience with strong connection of corporate clients.
- Familiar with valuations of fixed income - Regional Role
This role will report directly to the Director of the department and manage a small team. This role will be responsible for IPOs and corporate finance business compliance related matters.
- Solid of prior experience as an Institutional Sales professional, specifically covering Single Family Offices and External Asset Management Companies.- Proven track record of achieving and exceeding sales targets within the institutional financial services sector.
My client is looking for a team leader who could develop MPF business and to review MPF products and scheme performance.
Our client is a Chinese asset manager with multi-asset investments across the globe. They are currently looking for a VP level to join their institutional sales team.
My client is a well known private bank. They wish to hire a Senior Relationship Manager - Private Banking to expand their PB business.
My client is a well known private bank. They wish to hire a Relationship Manager - Private Banking to expand their PB business.
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