Save Job Back to Search Job Description Summary Similar Jobs work life balance competitive salary About Our Client Foreign bank; Job Description Assist head of compliance to Facilitating effective compliance management and compliance culture & process across the branch as per the local regulatory requirementsCoordinate new regulation implementation, assist head of compliance provide guidance to Business and Functions, and track to close.Assist head of compliance to Advise Business and Functions of relevant local regulations and HO compliance requirements.Conduct compliance review and Compliance test according to compliance review and test plan and form the finding report to branch management and HO.Assist head of compliance to participate in new product approval process from compliance perspective on requestDissemination of regulatory circulars & Maintain accurate, complete and up-to-date obligations library, ensuring processes for managing regulatory obligations are documented and operationalizedFollow up and collating the data/ responses to regulator observations, surveys and similar inquiries and regulator returns, tracking of audit issues and follow up for corrective action as assigned, if any.Keep pace with a dynamic and ever-changing compliance and regulatory environment, provide insights to support management of compliance risk.Assist to Implement Group and Divisional Compliance Programs as assigned, while at the same time to achieve compliance with local laws and regulations as priorityPartner and enable internal stakeholders with the branch compliance Dep as assigned, to ensure that relevant Compliance policies updated, and are embedded or implemented, as well.Timely and accurate completion of assigned and required regulatory returns owned by compliance as assignedAssist to Provide Compliance related training，propaganda , clarification and advice to /on queries specific to regulations and compliance matter as assigned.Work with other assigned compliance subject matter adhering to the internal and external compliance obligations and that processes are in case to flag, including client's escalation claim to branch compliance dep, if any.Others tasks and matters as assigned by branch compliance dep & Head. The Successful Applicant * University degree or above, in Economics, Finance, or Law.* Minimal 5 years overall financial industry experience and 3 years' experience in bank compliance dep & familiar with China financial regulations (NFRA/PBOC/SAFE)* Have background knowledge of compliance advisory, auditing review, FCC transaction monitoring working experience and familiarity with the banking products and client type portfolio is preferred.* Having good professional ethics, integrity, characters, with good team spirit, good record of compliance with laws and regulations;* Having good analytical and communication skills, as well as Microsoft Office software;* Good understanding of PRC banking and regulations, including SAFE, CBIRC and PBOC rules;* Having good written and oral communication skills in English; What's on Offer career development;salary; Contact Sigrid Sun Quote job ref JN-122024-6607454 Phone number +8621 6026 8090 Job summary Function Banking & Financial Services Specialisation Compliance & Legal What is your area of specialisation? Financial Services Location Shanghai Contract type Permanent Consultant name Sigrid Sun Consultant phone +8621 6026 8090 Job Reference JN-122024-6607454
