Senior Compliance Manager - Regulator

香港岛 灵活 RMB715,966 - RMB894,957 年薪 View Job Description
This role will report directly to the Director of the department and manage a small team. This role will be responsible for IPOs and corporate finance business compliance related matters.
  • manage a small team !
  • looking for corporate finance exp !

关于我们的客户

My client is a well known financial regulator in HK and have been around since 1900. They mainly deal with financial services clients and have over 1000 staff based in HK.

职责描述

  • Report directly to the Team Lead whilst managing a small team
  • responsible for maintaining compliance for corporate finance and IPO firms
  • will also assist in other financial services industries rules and regulations
  • Assess operational control, compliance review, and regulatory compliance
  • maintain and implement new regulatory developments

理想的求职者

  • bachelor degree
  • sound knowledge of regulatory rules and regulations
  • 10+ years of solid compliance experience from financial services firm
  • immediately available preferred
  • bonus if have compliance experience in corporate finance and/or IPOs sponsorships
  • must be articulate and well versed in english and chinese

薪酬待遇

  • great opportunity to work for a regulator
  • great work life balance
  • great compliance culture
联系
Monica Wong
职位编号
JN-042023-6017381
联系电话
+852 2848 4789

职位概要

职位类别
金融服务与银行
子类别
企业融资/并购 (M&A)
行业
金融服务
地区
香港岛
工作类型
灵活
顾问名字
Monica Wong
顾问电话号码
+852 2848 4789
职位编号
JN-042023-6017381

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