Assistant Manager, Securities Operations

上海  |  永久职位

Published 01/07/2010

About Our Client
European Bank with a strong Asia region focus, committed to China and the region, providing excellent career prospects.

Job Description

• To assist the Operations Manager to manage and supervise the Operation team to execute settlement, corporate actions, support activities and investment quota administration activities for the QFII clients.
• Work closely with external parties such as brokers and depositories to ensure clients' settlement/corporate actions instructions are executed as per client’s instruction without failure.
• Work closely with sales and other internal divisions, to execute client instructions and other operating requirements to ensure high quality service is delivered to clients.
• Ensure clients' cash and securities holdings are correctly and timely updated in systems.
• Ensure clients’ transactions are correctly and timely send to Fund Service for regulatory reporting preparation.
• Monitor corporate actions disbursements, clients’ proxy voting instructions and IPO activities.
• Support projects implementation, system testing include but not limited to the bank systems and depository systems.
• Support the business in compliance with the money laundering prevention as per the Group’s policy and local regulations.
• Report any suspicious activities to the respective Unit Money Laundering Prevention Officer and the line manager as well as Country Money Laundering Prevention Officer in accordance with Bank policies and procedures.
• Work with IT/IS on system enhancement and testing and on planning/implementation.
• Monitor the revenue booking and entries to ensure accurate securities services revenue is booked.

The Successful Applicant

• University degree, majoring in Business/Finance/Accounting
• Relevant working experience in securities operations with banks, brokers or other financial institutions
• Good understanding of local and international securities products and operations
• Good command of spoken and written English
• Team player with strong communication skill and commitment. Able to maintain good relationship with clients and colleagues
• Able to work under pressure

What's On Offer
An exciting role within a fast growing environment where you will be challenged to your fullest with generous rewards.

申请此工作
Apply online using the form below or phone Jackie Wang on + 8621 3222 4758 quoting jobref. H578700

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