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SVP/VP Compliance Audit
- New headcount
- High profile firm
About Our Client
Our client is a leading global financial institutions firm with 1 trillion worth of assets across 30 countries.
-Lead the execution of regional compliance audits within the context of the firm's global independent testing mandate, including robust tracking of audits, audit components, and issues-Identify and implement best practices; drive change within internal audit and the firm to strengthen to the control framework
-Partner with other groups and regions within Audit to ensure the delivery of a seamless program of audit coverage across the firm
-Represent Audit on the Regional compliance committees and forums
-Follow-up with accountable business and compliance leaders and their teams to ensure control issues are effectively resolved
-Partner with the key Regional compliance stakeholders in Compliance Practices, QA and Testing teams to identify emerging issues and distill thematic or systemic control issues affecting the global organization.
-Develop and maintain relationships with the Regional Compliance Management team
-Partner with Training team to identify and implement robust training on Compliance within Audit
-Stay up to date with evolving regulatory and market events impacting the firm's risk organization.
-Establish and maintain a business climate and culture that encourages integrity, respect, excellence and innovation
The Successful Applicant
-Past experience as a auditor, consultant, bank examiner or compliance professional with a expertise in BSA, AML, and OFAC (10+ years)
-Established track record of overseeing and executing both short term and long range objectives
-Strong control orientation and analytical skills
-Excellent communication and interpersonal skills required with ability to present complex and sensitive issues to senior management
-Collaboration with partners in both the Audit and Compliance spaces
-Ability to build rapport with internal stakeholders and examiners
-Experience in establishing and meeting goals, tracking and driving optimization opportunities, and presenting progress of the same
-Enthusiastic, self motivated, effective under pressure, and willing to take risk
-Works well individually and in teams, shares information, supports colleagues and encourages participation
What's on Offer
This is a new head count in our clients firm. Our client is offering comprehensive medial and dental for the successful candidates and his/her dependents.