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- Compliance leader in China eneity of a global leading financial insitituion.
- Dynamic working envrionment and excellent career development.
About Our Client
Our client is a famous US financial institution providing comprehensive financial services and solutions for their clients globally. Given the commitment to developing in China while in compliant with the regulations, now we are hiring an experienced compliance director to be based in Shanghai.
Activities will include executing due diligence over prospect and existing partners, advising on relevant Enterprise Compliance policies to be referred to when dealing with partners and developing specific deals.
These would include data security, open network confidentiality and anti-corruption principles, as well as general AML requirements, as documented in the Business and Operational Policies.
In relation to due diligence procedures, these will include desk based exercises, as well as on-site partner visits.
The role requires proactive engagement with the WFOE Management, active communication and relationship management in the development of new initiatives and products and in the execution of the Compliance goals.
Attendance at Management meetings and reporting are regular activities.
In the delivery of the above tasks, the role is required to build and maintain active relationships and coordinating activities with a number of critical functions, such as General Counsel, Operational Risk and Control, the Anti-Corruption group, the Network Information Controls and Privacy, Enterprise Risk Management and the Internal Audit Group.
The roles is also required to interact with external partners Compliance Officers and business representatives of all levels.
The Successful Applicant
Proven work experience in a Compliance or Internal Audit Leadership role, preferred if in a regulated environment. Risk Management experienced is an advantage.
Proven People Leadership skills preferred.
Proficient in AML investigative work, including client due diligence procedures, sanctions and PEPs screening.
Experience in Compliance advisory roles, including handling senior management relationships and providing advice to the business on Compliance and regulatory aspects.
Strong working methodology, which includes systematic and detailed approach to investigative work.
Ability to evidence the activities undertaking, decision making and rationale for such decisions, considering relevant regulatory, compliance and reputational risks.
What's on Offer
Our client is willing to offer competitive package and great working environment.