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Business Compliance VP - Top-tier Multinational Bank
- Excellent position close to business
- Great company culture and work-life balance
About Our Client
Our client is a reputable bank that have a large operation in Beijing.
*In consultation with the Compliance Group, ensuring that OGCP policies, processes and procedures to comply with the Bank Compliance Polices and guidelines, are established, executed and reviewed periodically.
*Ensuring the scope of their OGCP incorporates current AUs.
*Ensuring Compliance Controls are designed implemented and, in consultation with the 2nd Line of Defense Compliance team, aligned to Regulatory Requirements and the Enterprise Compliance Risk Appetite and Compliance Culture (i.e. testing).
*Conducting and validating Operating Group Regulatory Compliance Risk Assessments.
*Ensuring that applicable Operational Risk Management Framework Risk and Control Assessments maintained by the Operating Group accurately reflect the level of Regulatory and Related Risks.
*Assisting in identifying, assessing the severity of, reporting and overseeing remediation of Compliance Issues currently impacting, or with the potential to impact, the effectiveness.
*Monitoring the resolution of Compliance Issue action plans.
*Escalating when they become aware of Operating Group developments which may impact the operation of the and/or Operating Group Regulatory Risk Profile.
*Identifying, ensuring and/or participating along with the Compliance Group in the delivery of and the fulfillment of any compliance-related OGCP training needs, as appropriate.
*Identifying areas and methods for relying on existing control and assurance functions to streamline the Business Unit Compliance Program.
*Other internal control duties and responsibilities as assigned.
The Successful Applicant
*Strong product knowledge and understanding of trade finance and bank-to-bank activities and applicable regulations.
*Solid knowledge of trade finance and global banking related regulations - ideally including many of CBRC, SAFE, PBOC, MAS, HKMA, FCA, OSFI, and FFIEC regulations/guidance
*Strong written and oral communication skills
*Strong relationship management skills; ability to establish and manage multiple stakeholder relationships with the business, within the three lines of defense and with corporate support functions
*Proven project leadership capabilities and an ability to co-ordinate the efforts of people and resources not under their direct control
*Ability to read technical compliance material and distil the applicability of the regulations to respective business unit(s)
*Demonstrated analytical, auditing, writing, communications and presentation skills
*Excellent judgment and interpersonal skills, who can consult, influence, collaborate, effectively challenge colleagues across first, second and third line and the business groups
*Strong analytical skills - analyze the evidence collected on remediated controls and determine if there is substantive conformance with requirements
*Ability to recognize material differences between planned execution and actual practice
*Ability to communicate questions and requests in a professional and clear manner
*Advanced educational degree is desirable - MBA, CPA, JD or CFA
What's on Offer